-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOZvLpZDoAfFZmp5SctXyeIfsivolwaIElbvGr5GcL5THuM9oN585xMdI9VnWuh0 KHgA0NIpTzUZomNkNMaTOQ== 0001047469-98-005521.txt : 19980217 0001047469-98-005521.hdr.sgml : 19980217 ACCESSION NUMBER: 0001047469-98-005521 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NONE GROUP MEMBERS: HARTFORD CAPITAL APPRECIATION FUND, INC. GROUP MEMBERS: HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY GROUP MEMBERS: HL INVESTMENT ADVISORS INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHICAGO BRIDGE & IRON CO N V CENTRAL INDEX KEY: 0001027884 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52337 FILM NUMBER: 98535237 BUSINESS ADDRESS: STREET 1: P O BOX 74658 CITY: 1075 AD AMSTERDAM STATE: P8 ZIP: 00000 MAIL ADDRESS: STREET 1: 1501 NORTH DIVISION STREET CITY: PLAINFIELD STATE: IL ZIP: 60544 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HL INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000700635 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061051282 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 HOPMEADOW ST CITY: SIMSBURY STATE: CT ZIP: 06070 BUSINESS PHONE: 8605472883 MAIL ADDRESS: STREET 1: P O BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD INVESTMENT MANAGEMENT CO /ADV DATE OF NAME CHANGE: 19970103 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD INVESTMENT MANAGEMENT CO /ADV DATE OF NAME CHANGE: 19970103 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _______________________________________________________________ SCHEDULE 13G Information Statement pursuant to Rule 13d-1 and 13d-2 (AMENDMENT NO. )* Chicago Bridge & Iron Company, N.V. _______________________________________________________________ (NAME OF ISSUER) Common Stock _______________________________________________________________ (TITLE OF CLASS OF SECURITIES) N19808109 _______________________________________________________________ (CUSIP NUMBER) _______________________________________________________________ * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGE(S)) CUSIP NO. Page 2 of 7 Pages N19808109 - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON 06-1051282 S.S. OR I.R.S. IDENTIFICATION NO. HL Investment Advisors, Inc. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED AS OF DECEMBER 31, 1,100,000 1996 BY EACH ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 1,100,000 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,100,000 (Not to be construed as an admission of beneficial ownership) - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /----/ /----/ - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.8% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IA - ------------------------------------------------------------------------------ CUSIP NO. Page 3 of 7 Pages N19808109 - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON 06-1472211 S.S. OR I.R.S. IDENTIFICATION NO. Hartford Investment Financial Services Company - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED AS OF DECEMBER 31, 70,000 1996 BY EACH ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 70,000 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,000 (Not to be construed as an admission of beneficial ownership) - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /----/ /----/ - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.6% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IA - ------------------------------------------------------------------------------ CUSIP NO. Page 4 of 7 Pages N19808109 - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. Hartford Capital Appreciation Fund, Inc. 22-2481744 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED AS OF DECEMBER 31, 1,100,000 1996 BY EACH ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,100,000 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,100,000 (Not to be construed as an admission of beneficial ownership) - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /----/ /----/ - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.8% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IV - ------------------------------------------------------------------------------ CUSIP NO. Page 5 of 7 Pages N19808109 Item 1(a) Name of Issuer: Chicago Bridge & Iron Company, N.V. Item 1(b) Address of Issuer's Principal Executive Offices: 1501 North Division Street Plainfield, IL 60544 Item 2(a) Name of Person Filing: HL Investment Advisors, Inc. Hartford Investment Financial Services Company Hartford Capital Appreciation Fund, Inc. Item 2(b) Address of Principal Business Office: 200 Hopmeadow Street Simsbury, CT 06070 Item 2(c) Citizenship: HL Investment Advisors, Inc.-Connecticut Hartford Investment Financial Services Company-Delaware Hartford Capital Appreciation Fund, Inc.-Maryland Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: N19808109 Item 3. Type of Reporting Person: HL Investment Advisors, Inc., as a registered investment advisor Hartford Investment Financial Services Company, as a registered investment adviser Hartford Capital Appreciation Fund, Inc., as a registered investment management company. Item 4. Ownership as of December 31, 1997: (a) Amount Beneficially Owned: 1,170,000 shares of common stock beneficially owned including:
Number of Shares ---------------- HL Investment Advisors, Inc. 1,100,000 Hartford Investment Financial Services Company 70,000 Hartford Capital Appreciation Fund, Inc. 1,100,000 The Hartford Capital Appreciation Fund 70,000
CUSIP NO. Page 6 of 7 Pages N19808109 (b) Percent of Class: 9.4% (c) For information on voting and dispositive power with respect to the above listed shares, see items 5-8 of cover pages. Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ( ) Item 6. Ownership of More than Five Percent on behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: By signing below I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. CUSIP NO. Page 7 of 7 Pages N19808109 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1998 HL Investment Advisors, Inc. ----------------- BY: /s/ Joseph H. Gareau ------------------------------ Joseph H. Gareau President Hartford Investment Financial Services Company BY: /s/ Joseph H. Gareau ------------------------------ Joseph H. Gareau Executive Vice President - Investments Hartford Capital Appreciation Fund, Inc. BY: /s/ Joseph H. Gareau ------------------------------ Joseph H. Gareau President *Pursuant to the Joint Filing Agreement with respect to Schedule 13G attached hereto as Exhibit I, between HL Investment Advisors, Inc., Hartford Investment Financial Services Company and Hartford Capital Appreciation Fund, Inc.,this Schedule 13G is filed on behalf of each of them. EXHIBIT I JOINT FILING AGREEMENT Each of the undersigned hereby agrees that the Schedule 13G filed herewith is filed jointly, pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934, as amended, on behalf of each of them. Dated: February 12, 1998 ----------------- HL Investment Advisors, Inc. BY: /s/ Joseph H. Gareau ------------------------------ Joseph H. Gareau President Hartford Investment Financial Services Company BY: /s/ Joseph H. Gareau ------------------------------ Joseph H. Gareau Executive Vice President - Investments Hartford Capital Appreciation Fund, Inc. BY: /s/ Joseph H. Gareau ------------------------------ Joseph H. Gareau President -----END PRIVACY-ENHANCED MESSAGE-----